-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5GS1XfY0wPGYdBAOYmJAgAUHjBwMY1/Cr1m+fZ+i9xJ9Y4O6Zk7npXlcYJixq83 UFmLqwjTSJPPrUOavBkGUQ== 0001193125-03-066224.txt : 20031023 0001193125-03-066224.hdr.sgml : 20031023 20031023160138 ACCESSION NUMBER: 0001193125-03-066224 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20031023 GROUP MEMBERS: RESOURCE CAPITAL INVESTMENT CORPORATION FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: EXPLORATION CAPITAL PARTNERS 2000 LTD PARTNERSHIP CENTRAL INDEX KEY: 0001127457 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O GLOBAL RESOURCE INVESTMENT LTD. STREET 2: 7770 EL CAMINO REAL CITY: CARLSBAD STATE: CA ZIP: 92009 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISTA GOLD CORP CENTRAL INDEX KEY: 0000783324 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39341 FILM NUMBER: 03954170 BUSINESS ADDRESS: STREET 1: 7961 SHAFFER PKWY STREET 2: SUITE 5 CITY: LITTLETOWN STATE: CO ZIP: 80127 BUSINESS PHONE: 3036292450 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES INC DATE OF NAME CHANGE: 19950602 FORMER COMPANY: FORMER CONFORMED NAME: GRANGES EXPLORATION LTD DATE OF NAME CHANGE: 19890619 SC 13D/A 1 dsc13da.htm SCHEDULE 13D AMENDMENT #5 SCHEDULE 13D AMENDMENT #5

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

(Amendment No. 5)

 

 

Under The Securities Exchange Act of 1934

 

 

 

 

VISTA GOLD CORP.


(Name of Issuer)

 

 

Common Shares


(Title of Class of Securities)

 

 

927926 20 4


(CUSIP Number)

 

 

Exploration Capital Partners 2000 Limited Partnership

c/o Keith Presnell

Global Resource Investments Ltd.

7770 El Camino Real

Carlsbad, California 92009

Tel.: 760-943-3939


(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

 

 

September 5, 2003


(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. NOT APPLICABLE


SCHEDULE 13D

 

CUSIP No. 927926 20 4

      Page 2 of 6

 


  1.  

Name of Reporting Person S.S. or I.R.S. Identification No of above person

 

            Exploration Capital Partners

            2000 Limited Partnership

            88-0451737

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds

 

            WC

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            Nevada

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

                0


  8.    Shared Voting Power

 

                1,846,714


  9.    Sole Dispositive Power

 

                0


10.    Shared Dispositive Power

 

                1,846,714


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,846,714

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            12.4%

   

14.  

Type of Reporting Person

 

            PN

   


SCHEDULE 13D

 

CUSIP No. 927926 20 4

      Page 3 of 6

 


  1.  

Name of Reporting Person S.S. or I.R.S. Identification No of above person

 

            Resource Capital Investment Corporation

            88-0384205

   

  2.  

Check the Appropriate Box if a Member of a Group

(a)  ¨

(b)  x

   

  3.  

SEC Use Only

 

   

  4.  

Source of Funds

 

            Not Applicable

   

  5.  

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)

 

  ¨

  6.  

Citizenship or Place of Organization

 

            Nevada

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  7.    Sole Voting Power

 

                0


  8.    Shared Voting Power

 

                1,846,714


  9.    Sole Dispositive Power

 

                0


10.    Shared Dispositive Power

 

                1,846,714


11.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

            1,846,714

   

12.  

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares

 

 

¨

 


13.  

Percent of Class Represented by Amount in Row (11)

 

            12.4%

   

14.  

Type of Reporting Person

 

            CO

   


CUSIP NO. 927926 20 4       Page 4 of 6

 

SCHEDULE 13D

(Amendment No. 5)

 

The Statement on Schedule 13D, dated May 3, 2002, initially filed by Exploration Capital Partners 2000 Limited Partnership (“Exploration Capital”) and its corporate general partner, Resource Capital Investment Corporation (“Resource Capital”), as amended by Amendment No. 1, dated July 2, 2002, Amendment No. 2, dated November 13, 2002, Amendment No. 3, dated December 16, 2002, and Amendment No. 4, dated May 30, 2003 (as so amended, the “Schedule 13D”), is hereby amended by this Amendment No. 5, dated October 20, 2003 (the “Amendment”), to reflect certain changes in the information previously filed in the Schedule 13D relating to the outstanding Common Shares of Vista Gold Corp. (the “Issuer”). Unless otherwise specified, all capitalized terms contained herein have the meanings assigned to them in the Schedule 13D.

 

NOTE: Beneficial ownership calculations below are based on 13,772,530 Common Shares of the Issuer outstanding as of October 17, 2003.

 

Item 5.   Interest in Securities of the Issuer

 

Item 5(a) and (c) are hereby amended and restated to read in their entirety as follows:

 

(a) Exploration Capital is the direct beneficial owner of 1,846,714 Shares (including 1,122,807 immediately exercisable purchase warrants), representing approximately 12.4% of the Issuer’s outstanding Common Shares. By virtue of the relationships described under Item 2 of the Schedule 13D, Resource Capital may be deemed to share indirect ownership of the Shares directly beneficially owned by Exploration Capital.

 

By virtue of the relationships described under Item 2 of the amended Statement on Schedule 13D, dated the date hereof, filed by Mr. Rule et al., Mr. Rule may be deemed to share indirect ownership of (i) the Shares directly beneficially owned by Exploration Capital and (ii) 248,574 Shares (all of which are immediately exercisable share purchase warrants) directly beneficially owned by Global Resource Investments Ltd. (“Global Resource”). These represent an aggregate indirect beneficial ownership of 2,095,288 Shares, or approximately 13.8% of the Issuer’s outstanding Common Shares.

 

Mr. Presnell is the direct beneficial owner of 134,479 Shares (including 88,479 immediately exercisable purchase warrants), representing less than 1% of the Issuer’s outstanding Common Shares.

 

(c) Since the filing of Amendment No. 4 to the Schedule 13D, the following transactions have occurred with respect to Shares, other than those beneficially owned by the Reporting Persons, that were indirectly beneficially owned by Mr. Rule:

 

On September 5, 2003, Global Resource exercised 27,246 warrants (exercise price $1.50 per share) and distributed the Common Shares so obtained to persons unaffiliated with either of the Reporting Persons.


CUSIP NO. 927926 20 4       Page 5 of 6

 

Since the filing of Amendment No. 4 to the Schedule 13D, the following transactions have occurred with respect to Shares beneficially owned by Mr. Presnell:

 

Mr. Presnell made the following open market sales during this period (all sales effected on the American Stock Exchange):

 

Date


   No. of Shares

     Price per Share

6/10/03

   2,000      $3.15

6/16/03

   5,000      $3.19

7/22/03

   3,000      $3.14

8/12/03

   2,000      $4.14

8/13/03

   2,000      $4.25

8/18/03

   2,700      $4.06

8/18/03

   300      $4.07

8/29/03

   3,000      $4.35

8/29/03

   2,000      $4.36

10/07/03

   1,499      $3.89

10/07/03

   1,300      $3.87

 

On September 11, 2003, Mr. Presnell exercised 22,799 warrants (exercise price $1.50 per share) and sold an aggregate of 2,799 Common Shares so obtained on October 7, 2003 as shown in the table above.


CUSIP NO. 927926 20 4       Page 6 of 6

 

SIGNATURES

 

After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.

 

Date: October 20, 2003

     

Exploration Capital Partners 2000 Limited Partnership

            By:   Resource Capital Investment Corporation, its general partner
            By:   /s/    Keith Presnell         
             
                  Keith Presnell, Chief Financial Officer

Date: October 20, 2003

     

Resource Capital Investment Corporation

            By:   /s/    Keith Presnell         
             
                  Keith Presnell, Chief Financial Officer
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